Medius can help you manage the challenging regulatory environment by assembling the right combination of additional skill and experience in response to any particular challenge.

How we can help

We help clients in a variety of different ways including:

  • Immediate advisory and resourcing solutions
  • Longer term secondments
  • Retained or “on call’ arrangements

Who we can help

We assist firms engaged in all activities that fall within the scope of FCA and PRA regulation.  Recent client engagements have included major investment banks, retail banks, brokers and clients conducting a variety of consumer credit activities.

Current Focus

A non-exhaustive illustration of some of the areas where Medius has recently assisted clients is set-out below:

  • FCA and PRA Authorisations
  • Governance Arrangements including SM&CR implementation and oversight
  • Conduct Risk including '5 Conduct Questions' reviews
  • Culture & Ethics
  • s.166 Reviews (Review Preparation & Oversight of Skilled Persons)
  • Senior Managers & Approved Persons Interview preparation
  • SYSC Compliance
  • Assisting (regulated firms and law firms) with FCA and PRA investigations

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